Senior Compliance Risk Analyst (ICRM Surveillance) – 8?12 Years
Salary
Not disclosed
Experience
8-12 Years
Applicants
0
Views
166
Senior Compliance Risk Analyst (ICRM Surveillance)
We are seeking an experienced Senior Compliance Risk Analyst with 8?12 years of expertise in ICRM Surveillance and regulatory compliance within financial services organizations. The successful candidate will lead the surveillance strategy, oversee the implementation and optimization of surveillance systems, and drive proactive detection of regulatory and policy violations across trade and electronic communication channels. This role requires deep expertise in financial products, surveillance technologies such as SMARTS, and strong stakeholder management capabilities.
Key Responsibilities
- Lead design, implementation, and enhancement of surveillance frameworks across trade and e-communications monitoring.
- Oversee surveillance investigations related to market abuse, insider trading, manipulation, and regulatory violations.
- Drive strategic improvements in surveillance models, alert calibration, and operational controls.
- Partner with compliance, legal, technology, audit, and business teams on regulatory initiatives.
- Provide guidance and mentorship to junior analysts and surveillance teams.
- Ensure alignment of surveillance programs with global regulatory requirements and internal compliance standards.
- Lead risk assessments and gap analysis for surveillance processes and controls.
- Manage regulatory inquiries, audits, and reporting related to surveillance operations.
- Support technology transformation initiatives and implementation of advanced surveillance capabilities.
- Prepare and present compliance risk insights and metrics to senior management and stakeholders.
Requirements
- Bachelor?s or Master?s degree in Finance, Risk Management, Compliance, or a related field.
- 8?12 years of experience in compliance surveillance, trade surveillance, or compliance risk functions.
- Deep expertise in SMARTS or enterprise surveillance platforms.
- Strong knowledge of financial markets, trading products, and regulatory frameworks.
- Proven experience managing complex surveillance investigations and compliance risks.
- Strong analytical, leadership, and stakeholder management skills.
- Experience with data analysis, reporting, and surveillance optimization.
- Understanding of market conduct regulations and global compliance standards.
- Excellent communication and presentation skills.
Work Arrangements
- Type: Full-Time
- Location: Bengaluru, Karnataka, India
- Remote: Not specified
Careers at Bootminds
At Bootminds, we help global enterprises launch, scale, and optimize their Global Capability Centers (GCCs) in India with clarity, governance, and impact.
We’re not about volume — we’re about quality outcomes: strategic GCC setup, expansion, and mission
critical staffing that moves the needle.
Who We Are
Bootminds partners with global leaders to turn bold GCC ambitions into high
performance reality — from advisory and execution to building teams that deliver long
term value.
Our approach is transparent, outcome
focused, and grounded in deep GCC expertise.
Who You’ll Work With
You’ll collaborate with:
Enterprise CXOs and GCC leadership teams driving India capability strategy.
High
impact engineering, data, and functional leaders building core teams.
Cross
functional experts in consulting, operations, and talent strategy.
What Sets Us Apart
GCC
First Mindset – We live and breathe capability centre design, launch, and growth — not generic staffing.
Strategic Staffing – We staff with purpose, aligning skills and roles to real GCC outcomes.
Service
centric Culture – Whether advising leaders or partnering with candidates, we bring clarity, accountability, and respect to every interaction.
Why Join Us
Influence the blueprint of GCCs — the way global teams work, scale, and deliver from India.
Work with seasoned experts who’ve built, advised, and scaled capability centres worldwide.
Grow in a culture that values curiosity, ownership, and real impact.
If you want to help global companies build high
performing India capability hubs and love solving hard problems with clarity and grit — you’ll fit right in.