Compliance Risk Analyst (ICRM Surveillance) – 5?8 Years
Salary
Not disclosed
Experience
5-8 Years
Applicants
0
Views
163
Compliance Risk Analyst (ICRM Surveillance)
We are seeking a skilled Compliance Risk Analyst with 5?8 years of experience in ICRM Surveillance within the financial services industry. The ideal candidate will be responsible for designing, implementing, and analyzing surveillance systems for monitoring trade and electronic communications to detect and resolve regulatory and policy violations. This role requires strong expertise in surveillance platforms such as SMARTS, knowledge of financial products, and a strong understanding of regulatory compliance frameworks.
Key Responsibilities
- Monitor and analyze surveillance alerts related to trade activity and electronic communications.
- Configure, implement, and optimize surveillance scenarios and controls within SMARTS or similar surveillance platforms.
- Investigate potential regulatory breaches, market abuse, insider trading, and policy violations.
- Collaborate with compliance, legal, risk, and technology teams to support surveillance initiatives.
- Conduct root cause analysis and document findings from surveillance investigations.
- Support regulatory reporting and audit requests related to surveillance activities.
- Develop and maintain surveillance procedures, controls, and documentation.
- Analyze trends and identify areas for improving surveillance effectiveness and operational efficiency.
- Ensure compliance with internal policies and external regulatory requirements.
- Participate in UAT testing and validation of surveillance system enhancements and rule changes.
Requirements
- Bachelor?s degree in Finance, Business, Risk Management, Compliance, or related field.
- 5?8 years of experience in compliance surveillance, trade surveillance, or compliance risk management.
- Hands-on experience with SMARTS or other surveillance platforms.
- Strong understanding of financial products including equities, fixed income, derivatives, and FX.
- Knowledge of regulatory frameworks and market abuse regulations.
- Experience in monitoring e-communications and trade surveillance alerts.
- Strong analytical, investigative, and problem-solving skills.
- Proficiency in SQL, Excel, or data analysis/reporting tools.
- Excellent communication and stakeholder management skills.
- Ability to work in a fast-paced regulatory and operational environment.
Work Arrangements
- Type: Full-Time
- Location: Bengaluru, Karnataka, India
Careers at Bootminds
At Bootminds, we help global enterprises launch, scale, and optimize their Global Capability Centers (GCCs) in India with clarity, governance, and impact.
We’re not about volume — we’re about quality outcomes: strategic GCC setup, expansion, and mission
critical staffing that moves the needle.
Who We Are
Bootminds partners with global leaders to turn bold GCC ambitions into high
performance reality — from advisory and execution to building teams that deliver long
term value.
Our approach is transparent, outcome
focused, and grounded in deep GCC expertise.
Who You’ll Work With
You’ll collaborate with:
Enterprise CXOs and GCC leadership teams driving India capability strategy.
High
impact engineering, data, and functional leaders building core teams.
Cross
functional experts in consulting, operations, and talent strategy.
What Sets Us Apart
GCC
First Mindset – We live and breathe capability centre design, launch, and growth — not generic staffing.
Strategic Staffing – We staff with purpose, aligning skills and roles to real GCC outcomes.
Service
centric Culture – Whether advising leaders or partnering with candidates, we bring clarity, accountability, and respect to every interaction.
Why Join Us
Influence the blueprint of GCCs — the way global teams work, scale, and deliver from India.
Work with seasoned experts who’ve built, advised, and scaled capability centres worldwide.
Grow in a culture that values curiosity, ownership, and real impact.
If you want to help global companies build high
performing India capability hubs and love solving hard problems with clarity and grit — you’ll fit right in.